187 Junior compliance Jobs and Work in Gauteng

Junior Legal & Compliance Officer
ASI Financial Services —Bryanston, Gauteng
- Full-time
Quick Apply
3d
Junior Compliance Professional
Prime Meridian Direct —Johannesburg, Gauteng
Junior Energy Risk and Accounting Analyst
SoluGrowth (Pty) Ltd. —Pretoria, Gauteng
- Part-time
Junior AML consultant | Contract 2026
iqbusiness South Africa —Johannesburg, Gauteng
Junior Health and Safety Officer
Engineco —Alberton, Gauteng
- Full-time
Quick Apply
Junior Contact Centre Agent (6-month contract)
Rand Mutual Assurance —Parktown, Gauteng
- Full-time
7d
Junior Technical Lab Technician
Enhanced Recruit —Gauteng
- Up to R1 a month
- Full-time
Quick Apply
Junior HR Administrator
Hello Group Recruitment —Centurion, Gauteng
Bookkeeper / Junior Accountant
Octogen (Pty) Ltd —Centurion, Gauteng
- R20 000 - R25 000 a month
- Full-time
Quick Apply
12h
Junior Process Engineer (Mining Industry)
Marvel Placement Consultants —Pretoria, Gauteng
Graduate / Junior Construction Manager Pretoria
TALENT SEARCH STAFFING SOLUTIONS —Pretoria, Gauteng
Quick Apply
5d
Helpdesk Administrator – Property Management Division
The Focus Group —Sandton, Gauteng
- Full-time
Junior Tutors & Markers
Regenesys —Johannesburg, Gauteng
- Remote
Junior Accountant
SoluGrowth (Pty) Ltd. —Pretoria, Gauteng
- Part-time
Junior Front of House Manager
Cracker Zac's —Rosebank, Gauteng
- R15 000 - R20 000 a month
Quick Apply
12d
Risk Event Administrator ( CONTRACT ROLE)
The Focus Group —Johannesburg, Gauteng
- R10 000 a month
Receptionist Switchboard / Helpdesk Operator
The Focus Group —Sandton, Gauteng
- Full-time
After Hours IT Support Technician II - South Africa
Dedicated IT —Johannesburg, Gauteng
- R35 000 - R50 000 a month
- Remote
Quick Apply
HR Administrator (Graduate Opportunity)
Bluespec Holdings —Johannesburg, Gauteng
- Full-time
Junior Project Engineer
Pump and Abrasion Technologies —Centurion, Gauteng
- R240 000 a year

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Junior Legal & Compliance Officer

ASI Financial Services
Bryanston, Gauteng

Quick Apply

Job Details

Permanent | Full-time
3 days ago

Full Job Description

INTRODUCTION:

ASI Financial Services, a leading Level 1 BBBEE Intermediary in the Financial Services Industry, has a position available for a GROUP JUNIOR LEGAL AND COMPLIANCE OFFICER. The Group Junior Legal and Compliance Officer will form part of the Risk, Legal and Compliance department and the greater Business Enablement Department and will report to the Executive: Risk, Compliance and Legal. The Group Junior Legal and Compliance Officerewill provide legal and compliance support services to the ASI Group of companies.

ROLES AND DUTIES:

Record keeping and filing;
Updating and maintaining Complaints, CPD, Conflicts of Interest and Competency Registers;
Profile changes with the FSCA;
Setting up training, Compiling training registers and managing same;
Onboarding of new representatives;
Completion of FSCA Profile changes;
Updating and managing details with FSCA, FIC, CMS and IR;
Assist in reports to FIC and managing all projects relating to reporting to FIC;
Compliance transactional monitoring of client files in terms of FAIS and FICA requirements;
Management of relationship with Product Suppliers including completing application forms, updating details with Supplier, ensuring agreements are vetted, signed and returned and general Supplier due diligence;
Conducting MIE Checks for employees; organise department operations and procedures and co-ordinating with other departments especially Human Resources to ensure compliance;
Assist representatives with Fit and Proper training specifically the registration and applications with training institutions as well as oversight of timeous completion;
Vetting of contracts received from third parties and peer review of internal contracts and policies;
Drafting of agreements such as SLA’s, NDA’s and Sale and Pruchase Agreements;
Updating of policies and procedures;
Participating in the IT Committee;
Miscellaneous compliance and legal administration duties.

QUALIFICATIONS, COMPETENCE & EXPERIENCE REQUIRED:

B-degree in Law or LLB essential;
Admitted attorney essential;
At least 1 year experience in a compliance environment in the financial services industry for a category I financial services provider - non-negotiable;
Understanding of FAIS and FICA specifically around Fit and Proper requirements, profile changes and KYC requirements– non-negotiable;
Experience with the FSCA, FIC and CMS online processes – specifically around profile changes, renewals and applications – non-negotiable;
Understanding of LTIA, STIA, PPR rules, PFA and POPIA- advantageous;
Excellent Excel, PowerPoint and Word abilities;
PowerBI experience advantageous;
Planning and Organising;
Attention to detail;
Adherence to deadlines; and
Ability to work under pressure.

BENEFITS:

Market related salary, dependent on experience and skills
Provident Fund benefit
Gap Cover benefit
Work from home one day a week
Potential to be upskilled into a Legal and Compliance Officer role
The company has a variety of exciting social gatherings throughout the year

Job Types: Full-time, Permanent

Application Question(s):

What is your salary expectation for this role?
Are you an admitted attorney?

Experience:

compliance: 1 year (Required)

License/Certification:

B-degree in Law / LLB (Required)

Work Location: In person

Quick Apply

Refine Your Search

junior compliance jobs in gauteng

Junior Legal & Compliance Officer

Junior Compliance Professional

Junior Energy Risk and Accounting Analyst

Junior AML consultant | Contract 2026

Junior Health and Safety Officer

Junior Contact Centre Agent (6-month contract)

Junior Technical Lab Technician

Junior HR Administrator

Bookkeeper / Junior Accountant

Junior Process Engineer (Mining Industry)

Graduate / Junior Construction Manager Pretoria

Helpdesk Administrator – Property Management Division

Junior Tutors & Markers

Junior Accountant

Junior Front of House Manager

Risk Event Administrator ( CONTRACT ROLE)

Receptionist Switchboard / Helpdesk Operator

After Hours IT Support Technician II - South Africa

HR Administrator (Graduate Opportunity)

Junior Project Engineer

I want to receive the latest job alert for junior compliance in gauteng

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