JOB PURPOSE:
The SOX Senior Manager is responsible for leading and overseeing SOX engagements within the Business Risk Services division. The role focuses on providing assurance & advisory services to listed and multinational clients requiring compliance with the Sarbanes-Oxley Act (SOX), particularly Sections 302 and 404.
JOB RESPONSIBILITIES:
1
. SOX Reviews
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Lead end-to-end SOX reviews.
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Oversee scoping, risk assessments, control design reviews, and testing of internal controls over financial reporting (ICFR).
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Proficient in reviewing and providing guidance relating to process narratives, risk and control matrices, working paper and related documentation.
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Evaluate control deficiencies and provide remediation guidance.
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Review and sign off on SOX documentation, testing, and reporting.
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Provide technical guidance on SOX, internal controls, and governance frameworks.
2
. Client Relationship Management
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Serve as primary engagement lead for SOX clients.
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Build and maintain strong client relationships at executive and board level.
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Present findings and recommendations to Audit Committees and senior management.
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Identify cross-selling opportunities within BRS and broader service lines.
3
.Risk & Governance
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Align client internal control environments with frameworks such as Committee of Sponsoring Organizations of the Treadway Commission (COSO).
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Advise clients on governance, risk management, and internal audit best practices.
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Monitor regulatory developments affecting listed entities and multinational corporations.
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Team Leadership & Development
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Lead and manage engagement teams, including Managers, Assistant Managers, and Consultants.
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Review workpapers and ensure compliance with firm methodology and quality standards.
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Coach and mentor team members.
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Participate in recruitment and performance management within BRS.
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Business Development
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Support proposal development and pitch presentations.
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Contribute to thought leadership in SOX and governance.
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Assist in developing new service offerings within BRS
REQUIREMENTS:
Qualification
CIA,CISA or Equivalent professional qualifications.
EXPERIENCE:
8–10+ years’ experience in internal audit, SOX compliance, or risk advisory.
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SOX Compliance or Risk Advisory
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Proven experience leading large SOX engagements
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Strong knowledge of ICFR, ITGCs, and regulatory environments (US-listed entities advantageous).
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Experience within a Big 4 or mid-tier professional services environment preferred.
