The Regulatory Compliance Officer (Market Conduct) plays a key role in ensuring the organisation operates within regulatory requirements while supporting sustainable business growth. Acting as a trusted strategic partner and advisor, the role embeds compliance into business decision-making, product design, and operational practices.
The role requires a strong understanding of regulatory frameworks combined with the ability to interpret and apply these within the context of the organisation’s business model. It also contributes to a technology-enabled, data-driven compliance environment, leveraging digital tools, analytics, and AI to enhance compliance effectiveness, monitoring, and reporting.
The purpose of this role is to implement, maintain, and continuously improve compliance practices across assigned legislation, licences, and legal entities. Operating as part of the independent second-line assurance function, the role provides structured compliance monitoring, advisory support, breach management, and regulatory reporting.
The role is responsible for ensuring regulatory requirements are embedded in a manner that is practical, proportionate, and aligned to business strategy, while proactively identifying and mitigating regulatory risks. The incumbent also contributes to the ongoing evolution of compliance through innovation, continuous learning, and the adoption of modern compliance technologies.
